License

Manticore Securities ASUT “Company” is a public limited company established with registration number 20/JL/1325 and the address of Tornimäe 5, 2nd Floor, Tallinn 10145 Estonia whose permanent activity is the provision of one or more investment services to third parties or the performance of one or more investment activities on a professional basis. According to the regulations, Company has submitted the required application and documentations to obtain MiFID II investment firm license (MiFID II investment firm license as defined in the SMA) to operate as an investment firm (Section 40 (1) of the SMA). The status of the license is pending approval by the Financial Supervisory Authority (FSA) of Estonia. The company will offer the following services upon issuance of the MiFID II investment firm license:

  • Reception and transmission of orders related to securities (Section 43 (1) 1) of the SMA)
  • Execution of orders related to securities in the name of or for the account of the client (Section 43 (1) 2) of the SMA);
  • Dealing in securities on own account (Section 43 (1) 3) of the SMA);
  • Safekeeping and administration of securities for a client and activities related thereto ((Section 44 (1) of the SMA)

For your reference, the official translation of the SMA is available at https://www.riigiteataja.ee/en/eli/523122019001/consolide (07.02.2020).